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News October 7, 2019 Issue

Full Commission Testifies on SEC Strategy, Enforcement, Investments and More

In a development not seen in a dozen years, the full Commission – SEC Chairman Jay Clayton and the four agency commissioners – recently testified before a House of Representative committee on the wide range of the SEC’s plans, actions and concerns. As part of their testimony, as well as in answers to questions from committee members, they touched on the agency’s strategic plan, enforcement actions including examinations, market developments and risks, some specific rules and more.

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